15 USC 77e – Securities Act of 1933 – Prohibitions relating to interstate commerce and the mails
Title 15 - United States Code - Commerce and Trade Chapter 2A - Securities and Trust Indentures (§§77a - 77bbbb) ...
Tag: Securities and Exchange Commission
15 U.S.C. 78u – Securities and Exchange Act of 1934 – Investigations and Actions
Title 15 - United States Code - Commerce and Trade Chapter 2B - Securities Exchanges (§§78a - 78qq) Sec. 78u. ...
15 USC 77t – Securities Act of 1933 – Injunctions and prosecution of offenses
Title 15 - United States Code - Commerce and Trade Chapter 2A - Securities and Trust Indentures (§§77a - 77bbbb) ...
15 U.S.C. 78L – United States Code – Registration requirements for securities
Title 15 - United States Code - Commerce and Trade Chapter 2B - Securities Exchanges (§§78a - 78qq) Sec. 78L. ...
15 U.S.C 78s – Registration, responsibilities and oversight of self-regulatory organizations
Title 15 - United States Code - Commerce and Trade Chapter 2B - Securities Exchanges §78s. Registration, responsibilities, and oversight ...
15 USC 77b – Securities Act of 1933 – Definitions; promotion of efficiency, competition, and capital formation
Title 15 - United States Code - Commerce and Trade Chapter 2A - Securities and Trust Indentures (§§77a - 77bbbb) ...
15 U.S.C. Sec. 78c. Securities Exchange Act of 1934 – Definitions and application
Title 15 - United States Code - Commerce and Trade Chapter 2B - Securities Exchanges (§§78a - 78qq) Sec. 78c. ...
15 USC 78o – Registration and regulation of brokers and dealers
Title 15 - United States Code - Commerce and Trade Chapter 2B - Securities Exchanges (§§78a - 78qq) Sec. 78o. ...
15 U.S.C. 78ff – Securities Exchange Act of 1934 – Penalties
Title 15 - United States Code - Commerce and Trade Chapter 2B - Securities Exchanges (§§78a - 78qq) Sec. 78ff ...
17 CFR 240.10b-5 – Employment of manipulative and deceptive devices
Title 17 - Commodity and Securities Exchange Chapter II - Securities and Exchange Commission Part 240 - General Rules and ...