Compliance
NYSE Arca EtherIndex Trust Proposal Withdrawn
SEC File No. SR-NYSEARCA-2016-176 September 1, 2017 - Notice of Withdrawal of Proposal - See SEC Release No. 34-81538 On...
Read moreNIST SBCA – NIST Small Business Cybersecurity Act of 2018, Pub. L. No. 115-236
The NIST Small Business Cybersecurity Act of 2018, Pub. L. No. 115-236, was signed into law on August 14, 2018,...
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Bankruptcy May Not be an Option to Discharge ICO or Token Damages – 11 U.S.C. § 523(a)(19)
11 USC §523 - Bankruptcy No Escape If the perpetrators of the tsunami of ICO shenanigans think they can hide...
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Winklevoss Bitcoin Trust ETF … The Long and Winding SEC Road
Bats BZX Exchange Request to the SEC for ETF Bitcoin Trading SEC File No. SR-BatsBZX-2016-30 Timeline: No follow-up SEC filings...
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SEC v Tomahawk Exploration LLC, 2018-152
Synopsis of the Securities and Exchange Commission Civil Enforcement Action re: SEC v Tomahawk Exploration LLC and David Thomson Laurance,...
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First Trust Bitcoin ETF Proposal Withdrawn
Cboe BZX Exchange Inc Request to the SEC for trading of First Trust Bitcoin ETF File No. SR-CboeBZX-2017-021; Release No....
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SEC v Recoin Group Foundation LLC, Diamond Reserve Club, and Maksim Zaslavskiy, 2017
Case No. 1:17-cv-05725, USDC for the Eastern District of New York (Brooklyn) Securities and Exchange Commission Civil Enforcement Action Summary:...
Read moreFTC – Federal Trade Commission Act Sec 5, Pub. L. No. 103-312, Unfair Competition
Unfair or deceptive acts or practices in commerce > The FTC Act (15 USC §41 et seq) was amended with...
Read moreFDCPA – Fair Debt Collection Practices Act of 1977, Pub. L. No. 95-109
The FDCPA Title VIII amended the Consumer Credit Protection Act (15 USC 1601 - 1693r) to prevent abusive practices by...
Read more15 U.S.C. 78ff – Securities Exchange Act of 1934 – Penalties
Title 15 - United States Code - Commerce and Trade Chapter 2B - Securities Exchanges (§§78a - 78qq) Sec. 78ff...
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