Cryptocurrency
Winklevoss Bitcoin Trust ETF … The Long and Winding SEC Road
Bats BZX Exchange Request to the SEC for ETF Bitcoin Trading SEC File No. SR-BatsBZX-2016-30 Timeline: No follow-up SEC filings...
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SEC v Tomahawk Exploration LLC, 2018-152
Synopsis of the Securities and Exchange Commission Civil Enforcement Action re: SEC v Tomahawk Exploration LLC and David Thomson Laurance,...
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SolidX NYSE Bitcoin Shares Disapproved by SEC
NYSE Arca Inc Request to the SEC for trading of SolidX Bitcoin Shares SEC File No. SR-NYSEArca-2016-101 SolidX Bitcoin Trust...
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First Trust Bitcoin ETF Proposal Withdrawn
Cboe BZX Exchange Inc Request to the SEC for trading of First Trust Bitcoin ETF File No. SR-CboeBZX-2017-021; Release No....
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SEC v Recoin Group Foundation LLC, Diamond Reserve Club, and Maksim Zaslavskiy, 2017
Case No. 1:17-cv-05725, USDC for the Eastern District of New York (Brooklyn) Securities and Exchange Commission Civil Enforcement Action Summary:...
Read more15 USC 77e – Securities Act of 1933 – Prohibitions relating to interstate commerce and the mails
Title 15 - United States Code - Commerce and Trade Chapter 2A - Securities and Trust Indentures (§§77a - 77bbbb)...
Read moreFTC – Federal Trade Commission Act Sec 5, Pub. L. No. 103-312, Unfair Competition
Unfair or deceptive acts or practices in commerce > The FTC Act (15 USC §41 et seq) was amended with...
Read more15 USC 78o – Registration and regulation of brokers and dealers
Title 15 - United States Code - Commerce and Trade Chapter 2B - Securities Exchanges (§§78a - 78qq) Sec. 78o....
Read more15 U.S.C. 78ff – Securities Exchange Act of 1934 – Penalties
Title 15 - United States Code - Commerce and Trade Chapter 2B - Securities Exchanges (§§78a - 78qq) Sec. 78ff...
Read more15 USC 78j – Securities Exchange Act of 1934 – Manipulative and Deceptive Devices
Title 15 - United States Code - Commerce and Trade Chapter 2B - Securities Exchanges (§§78a - 78qq) Sec. 78j....
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